Sarbanes-Oxley Review

During Sarbanes-Oxley Compliance engagements, Brintech’s consultants work with organizations to

• Understand key SOX Section 404 requirements and how they relate to the institution – even those organizations not strictly required to comply with the regulation
• Techniques to map financial statement line items to general ledge accounts , business processes, and technology applications
• Approaches to completing and documenting the risk assessment, including linking financial statement assertions to risks and controls
• Strategies for testing key controls
• Methods for documenting the assessment and testing results.

bSOX is a comprehensive operational risk assessment tool, giving organizations the ability to build process walk-through narratives and assess the effectiveness of existing controls. To objectively rate the effectiveness of internal controls, bSOX provides the key tools to decide whether

• Effective policy exists to comply with Sarbanes-Oxley requirements
• A procedures guide provides effective steps to implement the policy
• The organization employs sufficiently skilled staff to implement policy
• The staff actually complete the tasks in a timely manner
• The organization functionally segregates the associated tasks.

Request a live demo of bSOX, or request a proposal for a SOX Assessment today!